Stanley P. Carra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanley Philip Carra, who also goes by Stan Carra, Stanley P Carra, Stanley Philip Carra, was a registered financial professional .
Stanley is a previously registered financial professional and started their career in finance in 1981. Stanley had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2018 - October 23, 2020
CORECAP INVESTMENTS, LLC
October 3, 2018 - April 22, 2021
CORECAP ADVISORS
August 4, 2017 - October 3, 2018
SECURE INVESTMENT MANAGEMENT, LLC
November 15, 2010 - December 2, 2016
CAMBRIDGE INVESTMENT RESEARCH, INC.
July 2, 2010 - July 26, 2017
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
February 13, 2008 - November 19, 2008
WADDELL & REED
August 29, 2006 - October 8, 2007
OSAIC WEALTH, INC.
January 5, 1988 - December 31, 1995
ROBERT W. BAIRD & CO. INCORPORATED
April 27, 1984 - February 5, 1996
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 25, 1981 - March 15, 1984
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORECAP INVESTMENTS, LLC
CRD#: 37068 / SEC#: , 8-47783
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
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