DP
Donna L. Payne
CENTAURUS FINANCIAL
Summerland, CA
Some features on this profile are disabled
CRD#: 1007323
DP
Professional summary
Donna Louise Payne, who also goes by Donna Louise Klink, Donna Louise Klink Payne, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Summerland, California.
Donna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Donna has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Donna Louise Klink | Donna Louise Klink Payne
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SUMMERLAND PRESERVES, NON INVESTMENT RELATED SINCE 12/2019. I SPEND APPROX. FOUR HOURS A MONTH ON THIS ACTIVITY. CREATING AND SELLING JAMS, PRESERVES AND JELLIES 2. DONNA L. PAYNE REAL ESTATE BROKER POSITION: sole proprietor NATURE: Real Estate sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 04/10/2024 ADDRESS: Summerland CA 93067, United States DESCRIPTION: Service Real Estate needs of acquaintances and clients. I am a real estate broker associated with NAR and a member of the SBAOR, Santa Barbara board.
CRS (Client Relationship Summary) - RIA
Click below to view Donna Louise Payne's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Donna Louise Payne's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 16, 2010 - Present
CENTAURUS FINANCIAL, INC.
RIA
BD
CRD#: 30833
Summerland, CA
Current
December 15, 2010 - Present
CENTAURUS FINANCIAL, INC.
RIA
BD
CRD#: 30833
Summerland, CA
Past
November 24, 2009 - December 15, 2010
VSR FINANCIAL SERVICES, INC.
RIA
CRD#: 14503
SANTA BARBARA, CA
Past
November 23, 2009 - December 15, 2010
VSR FINANCIAL SERVICES, INC.
BD
CRD#: 14503
SANTA BARBARA, CA
Past
July 31, 2009 - December 7, 2009
SORRENTO PACIFIC FINANCIAL, LLC
BD
CRD#: 127787
SANTA BARBARA, CA
Past
May 17, 2004 - July 31, 2009
PARTNERVEST SECURITIES, INC.
BD
CRD#: 104134
SANTA BARBARA, CA
Past
May 12, 2004 - November 23, 2009
PARTNERVEST ADVISORY SERVICES LLC
RIA
CRD#: 113621
SANTA BARBARA, CA
Past
July 31, 2001 - April 1, 2004
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
SANTA BARBARA, CA
Past
July 20, 2001 - April 1, 2004
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Past
November 21, 1990 - July 26, 2001
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
April 11, 1988 - December 14, 1990
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
August 21, 1981 - April 11, 1988
E. F. HUTTON & COMPANY INC
BD
CRD#: 235
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/16/2010)
IAR
California(12/16/2010)
RR
Florida(6/21/2023)
IAR
Florida(1/3/2024)
RR
Georgia(6/27/2023)
IAR
Georgia(6/27/2023)
RR
Idaho(1/6/2011)
RR
Indiana(1/10/2011)
IAR
Indiana(11/8/2023)
RR
Maryland(6/15/2015)
RR
Michigan(12/15/2010)
RR
Nevada(6/23/2015)
RR
Washington(1/16/2013)
RR
Wisconsin(1/21/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
