Cynthia L. Leitman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cynthia Lee Leitman was a registered financial professional .
Cynthia is a previously registered financial professional and started their career in finance in 1981. Cynthia had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2014 - March 31, 2015
ELMWOOD WEALTH MANAGEMENT
January 10, 2014 - December 31, 2014
PURSHE KAPLAN STERLING INVESTMENTS
December 31, 1997 - January 15, 2014
LPL FINANCIAL LLC
July 31, 1995 - January 15, 2014
LPL FINANCIAL LLC
February 15, 1985 - August 2, 1995
ASSOCIATED SECURITIES CORP.
September 30, 1981 - February 4, 1985
EQUITEC SECURITIES COMPANY
Primary Firm SEC Registration
ELMWOOD WEALTH MANAGEMENT
CRD#: 165639 / SEC#: 801-110782
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ELMWOOD WEALTH MANAGEMENT
CRD#: 165639 / SEC#: 801-110782
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 566 |
| AUM (Assets Under Management) | $ 332,630,737 |
Red Flags
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