Robert A. Sacharoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Allen Sacharoff, who also goes by Bob Sacharoff, Robert A Sacharoff, Robert Alan Sacharoff, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1981. Robert had worked at 18 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2015 - December 31, 2016
NPA ASSET MANAGEMENT, LLC
February 13, 2015 - December 31, 2016
NATIONWIDE PLANNING ASSOCIATES INC.
February 15, 2013 - February 20, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
February 15, 2013 - February 20, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
May 20, 2009 - February 15, 2013
NPA ASSET MANAGEMENT, LLC
April 20, 2009 - February 15, 2013
ABRAMENKO & COMPANY, INC.
October 20, 2004 - March 3, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - March 3, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 10, 2002 - October 20, 2004
QUICK & REILLY, INC.
April 25, 2001 - October 20, 2004
QUICK & REILLY, INC.
February 1, 1999 - April 25, 2001
SUMMIT FINANCIAL SERVICES GROUP, INC.
July 24, 1998 - January 25, 1999
CITICORP INVESTMENT SERVICES
April 16, 1996 - July 24, 1998
PNC BROKERAGE CORP
March 27, 1995 - August 16, 1996
ESSEX NATIONAL SECURITIES, LLC
September 28, 1993 - March 1, 1995
A. G. EDWARDS & SONS, INC.
April 3, 1991 - December 31, 1991
PLANNED INVESTMENTS INC.
March 1, 1990 - October 4, 1990
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 31, 1989 - February 21, 1990
COMMONWEALTH FINANCIAL NETWORK
March 11, 1988 - August 7, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
September 9, 1986 - April 12, 1988
CIBC WORLD MARKETS CORP.
September 4, 1984 - September 17, 1986
LEHMAN BROTHERS INC.
September 28, 1981 - September 18, 1984
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
NPA ASSET MANAGEMENT, LLC
CRD#: 131534 / SEC#: 801-66006
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NPA ASSET MANAGEMENT, LLC
CRD#: 131534 / SEC#: 801-66006
Contact information
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,855 |
| AUM (Assets Under Management) | $ 1,009,851,764 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
