Althea L. Harrington
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Althea Lynn Harrington, who also goes by Althea Wheeler, was a registered financial professional .
Althea is a previously registered financial professional and started their career in finance in 1983. Althea had worked at 12 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2007 - December 4, 2019
E-W INVESTMENTS, INC.
December 13, 2004 - December 31, 2006
TRANSAMERICA FINANCIAL ADVISORS, INC.
May 13, 2003 - October 8, 2004
MM ASCEND LIFE INVESTOR SERVICES, LLC
July 31, 2001 - May 14, 2003
PLANMEMBER SECURITIES CORPORATION
April 29, 1999 - May 14, 2003
PLANMEMBER SECURITIES CORPORATION
February 1, 1999 - April 26, 1999
QUEST CAPITAL STRATEGIES, INC.
April 8, 1996 - December 31, 1998
NATIONAL PLANNING CORPORATION
May 23, 1994 - December 31, 1995
INTERVEST INTERNATIONAL EQUITIES CORPORATION
May 8, 1991 - May 23, 1994
PROGRAMMED EQUITIES CORPORATION
March 10, 1989 - November 15, 1990
TITAN/VALUE EQUITIES GROUP, INC.
April 21, 1987 - February 25, 1989
JOHN HANCOCK DISTRIBUTORS LLC
February 4, 1986 - December 17, 1986
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
June 2, 1983 - April 27, 1984
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
February 8, 1983 - April 21, 1983
METLIFE INVESTORS DISTRIBUTION COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
E-W INVESTMENTS, INC.
CRD#: 17463 / SEC#: , 8-35259
Contact information
Disclosures
| Regulatory Event | 2 |
Red Flags
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