Thomas I. Degenaars
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Isaac Degenaars JR, who also goes by (jr) Thomas Isaac Degenaars, Thomas Issac Degenaars Jr, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1981. Thomas had worked at 16 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2009 - September 26, 2022
WELLS FARGO SECURITIES, LLC
August 3, 2004 - November 6, 2009
WELLS FARGO BROKERAGE SERVICES, L.L.C.
October 1, 2003 - July 2, 2004
STONE & YOUNGBERG LLC
February 11, 2000 - October 9, 2003
CHARLES SCHWAB & CO., INC.
July 1, 1999 - January 18, 2000
WELLS FARGO SECURITIES, LLC
February 23, 1998 - July 1, 1999
FIRST SECURITY CAPITAL MARKETS, INC.
May 8, 1997 - October 21, 1997
ZIONS DIRECT, INC.
July 25, 1996 - March 18, 1997
CIBC WORLD MARKETS CORP.
June 3, 1996 - July 24, 1996
GRUNTAL & CO., L.L.C.
April 10, 1995 - May 28, 1996
SCHRODER & CO. INC.
April 21, 1994 - February 28, 1995
PERSHING LLC
May 7, 1993 - April 18, 1994
ASCH-DWYER MUNICIPAL SECURITIES, L.P.
November 14, 1990 - May 10, 1993
REINOSO & COMPANY, INCORPORATED
August 2, 1985 - March 1, 1991
TUCKER ANTHONY INCORPORATED
February 5, 1985 - July 19, 1985
HERBERT J. SIMS & CO, INC.
August 28, 1981 - November 18, 1985
JSC SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
WELLS FARGO SECURITIES, LLC
CRD#: 126292 / SEC#: , 8-65876
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVEREN CAPITAL CORPORATION | PARENT | |
| CHESTER, KARA MCSHANE | DIRECTOR/MANAGER | 2679854 |
| CONNOR, TIMOTHY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 8157713 |
| MACCHIO, PETER | CHIEF COMPLIANCE OFFICER / DESIGNATED TEXAS OFFICER / DIRECTOR/MANAGER | 2124187 |
| OHARA, TIMOTHY PATRICK | DIRECTOR/MANAGER | 2095368 |
| PETERS, MARY LOU | DIRECTOR/MANAGER/CONTROL PRINCIPAL | 4062788 |
| RILEY, MICHAEL FRANCIS | DIRECTOR/MANAGER | 4165280 |
| RIVAS, FERNANDO S | CHAIR / CEO / PRESIDENT / DIRECTOR/MANAGER | 4803269 |
| SMITH, DANIEL D | CHIEF OPERATIONS OFFICER | 5500659 |
| THOMAS, DANIEL JEROME JR | DIRECTOR/MANAGER |
Disclosures
| Regulatory Event | 158 |
| Civil Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
