Jim King Mui
CFP®Professional Summary
Jim King Mui, CFP®, who also goes by James King Mui, Jim K Mui, King Yim Mui, is a registered financial advisor currently at JKM WEALTH MANAGEMENT INC located in Boca Raton, Florida. Jim is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Jim has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Comprehensive Financial Planning
- Insurance Planning
- Retirement Planning
- Investment Planning
Other Aliases
James King Mui, Jim K Mui, King Yim Mui
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
45 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
JIM K. MUI, LLC | JKM WEALTH MANAGEMENT INC | JKM WEALTH MANAGEMENT
Contact Information
Main Address
5550 Glades Road Suite 500, Boca Raton, FL 33431Phone Number
(561) 213-1399# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
200AUM (Assets Under Management)
$44,647,477Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(12/17/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jul 1995Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Jim King Mui's CRS (Customer Relationship Summary).
Services Offered by Jim
- Comprehensive Financial Planning
- Insurance Planning
- Retirement Planning
- Investment Planning
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