John A. Hull
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Allen Hull, who also goes by John Allan Hull, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1981. John had worked at 5 firms and has passed the Series 63, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 2014 - March 31, 2017
HULL AND TUREL INVESTMENT MANAGEMENT, LLC
August 4, 1998 - January 28, 2014
CHARLES SCHWAB & CO., INC.
August 3, 1998 - January 28, 2014
CHARLES SCHWAB & CO., INC.
January 29, 1996 - June 17, 1998
MORGAN STANLEY DW INC.
December 9, 1983 - February 7, 1996
CIBC WORLD MARKETS CORP.
August 22, 1981 - November 29, 1983
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/12/1981
Interest Rate Options ExaminationCurrent Firm
HULL AND TUREL INVESTMENT MANAGEMENT, LLC
CRD#: 171354 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
