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CW

Chander P. Wadhwa

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CRD#: 1006998
CW

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Chander Parkash Wadhwa was a registered financial professional .

Chander is a previously registered financial professional and started their career in finance in 1981. Chander had worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 6, 2021 - February 1, 2022

NUVAMA FINANCIAL SERVICES INC.

BD
CRD#: 172455
NEW YORK, NY
Past

March 5, 1985 - January 1, 2026

RCM SECURITIES

BD
CRD#: 15548
highland park, IL
Past

April 11, 1983 - May 14, 1985

GELDERMANN SECURITIES INC.

BD
CRD#: 6902
Past

December 11, 1981 - April 27, 1983

RESOURCE DEVELOPMENT INTERNATIONAL, LTD.

BD
CRD#: 8435

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/3/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 1/8/1990
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 11/21/1981
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 5/31/1985
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/15/1984
General Securities Principal Examination

Current Firm

NF
NUVAMA FINANCIAL SERVICES INC.
EDELWEISS FINANCIAL SERVICES INC. | NUVAMA FINANCIAL SERVICES INC.

CRD#: 172455 / SEC#: , 8-69508

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
450 Lexington Ave Suite 4-216, New York, NY 10017
Mailing Address
450 Lexington Ave Suite 4-216, New York, NY 10017
Phone number
(845) 367-2436
Established
New York since 05/29/2013
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
EDELWEISS SECURITIES LTD.SOLE OWNER
HELLER, JEFFREY PHILIPFINOP, CFO3139370
PURUSHOTHAMAN, RANGANATHANCCO, PRESIDENT4970770

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NUVAMA FINANCIAL SERVICES INC.

CRD#: 172455

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