Joanne L. Hackenburg

SEACREST WEALTH MANAGEMENT

VERO BEACH, FL

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CRD#: 1006977

Professional summary

Joanne Liakos Hackenburg, who also goes by Joanne Liakos Hankenburg, Joann Liakos, Joanne D Liakos, Joanne Demitrios Liakos, Joanne Dimitrios Liakos, Joanne Liakos, is a registered financial advisor currently at SEACREST WEALTH MANAGEMENT, LLC located in Vero Beach, Florida and PURSHE KAPLAN STERLING INVESTMENTS located in Vero Beach, Florida.

Joanne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Joanne has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JOANNE LIAKOS - HACKENBURG HAS SERVED AS DUALLY-REGISTERED WITH SEACREST WEALTH MANAGEMENT AND PURSHE KAPLAN STERLING INVESTMENTS, INC. SINCE 02/2009. BUSINESS ACTIVITIES ARE CONDUCTED FROM VERO BEACH, FL. APPROXIMATELY 90 PERCENT OF MRS. LIAKOS-HACKENBURG'S TIME IS FOR SERVICES AS AN INVESTMENT ADVISOR REPRESENTATIVE AND THE BALANCE AS A REGISTERED REPRESENTATIVE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joanne Liakos Hackenburg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 10, 2018 - Present

SEACREST WEALTH MANAGEMENT, LLC

RIA

CRD#: 147092

VERO BEACH, FL

Current

February 27, 2009 - Present

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Vero Beach, FL

Past

September 28, 1993 - March 25, 2009

SANDGRAIN SECURITIES LLC

CRD#: 26004

GARDEN CITY, NY

Past

March 8, 1990 - September 15, 1993

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

October 17, 1983 - March 21, 1990

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

March 9, 1983 - October 19, 1983

HERZOG, HEINE, GEDULD, LLC

CRD#: 2186

Past

August 19, 1981 - March 17, 1983

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEACREST WEALTH MANAGEMENT, LLC

CRD#: 147092 / SEC#: 801-69141

RIA

Registered Investment Advisory firm - (5/12/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(2/27/2009)

Florida
(2/27/2009)

IAR

Florida
(5/10/2018)

Illinois
(7/21/2016)

Kentucky
(3/20/2024)

Maryland
(3/18/2024)

New York
(2/27/2009)

Pennsylvania
(1/17/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/19/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/17/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/15/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/27/1994

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SEACREST WEALTH MANAGEMENT, LLC

CRD#: 147092 / SEC#: 801-69141

RIA

Registered Investment Advisory firm - (5/12/2008 Approved)

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Contact information

Main Address

3000 Westchester Avenue Suite 206, Purchase, NY 10577

Mailing Address

Phone number

(914) 502-1900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEACREST WEALTH MANAGEMENT, LLC DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	3,945
AUM (Assets Under Management)	$ 1,561,182,425

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joanne L. Hackenburg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joanne Liakos Hackenburg's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

SANDGRAIN SECURITIES LLC

UBS FINANCIAL SERVICES INC.

PRUDENTIAL EQUITY GROUP, LLC

HERZOG, HEINE, GEDULD, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

SEACREST WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/19/2018

Series 63

Date: 10/17/1985

SIE

Date: 10/1/2018

Series 7

Date: 8/15/1981

Series 24

Date: 10/27/1994

FINRA

Current Firm

SEACREST WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEACREST WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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