Luis Manriquez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luis Manriquez was a registered financial professional .
Luis is a previously registered financial professional and started their career in finance in 1981. Luis had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2024 - August 3, 2026
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
November 1, 2024 - August 3, 2026
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
May 10, 2023 - June 15, 2023
LPL FINANCIAL LLC
January 19, 2023 - November 1, 2024
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS
February 3, 2004 - April 5, 2023
LPL FINANCIAL LLC
December 10, 2003 - June 30, 2025
LPL FINANCIAL LLC
January 4, 2002 - December 18, 2003
WELLS FARGO INVESTMENTS, LLC
August 28, 1995 - January 4, 2002
LPL FINANCIAL LLC
August 26, 1993 - September 18, 1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
August 26, 1993 - September 18, 1995
EQUITABLE ADVISORS, LLC
July 31, 1993 - August 31, 1993
CITIGROUP GLOBAL MARKETS INC.
September 4, 1991 - July 31, 1993
LEHMAN BROTHERS INC.
September 2, 1981 - September 4, 1991
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
CRD#: 130139 / SEC#: , 8-66305
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEALTH ENHANCEMENT GROUP, LLC | OWNER | |
| CAHN, JAMES LOREN | VICE PRESIDENT | 6052512 |
| CAIN, STEPHANIE M | HEAD OF SUPERVISION | 4081085 |
| CLARK, LISA LYNN | OPERATIONS OFFICER | 2271616 |
| DEKKO, JEFFREY THOMAS HAROLD | VICE PRESIDENT | 4648018 |
| DIECKHAUS, JOSEPH ALAN | CHIEF COMPLIANCE OFFICER | 5374613 |
| FURCHT, ELIZABETH ANN | SECRETARY | 5778785 |
| WINDORSKI, KELLY JOSEPH | CHIEF MANAGER AND CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, AND FINANCIAL OPERATIONS PRINCIPAL | 3211118 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
