Mark A. Snyder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Andrew Snyder was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1981. Mark had worked at 4 firms and has passed the Series 63, Series 7, Series 22, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 1986 - May 23, 1988
SUMMA CAPITAL SECURITIES, INC.
September 13, 1984 - September 26, 1985
ALAMCO SECURITIES, INC.
April 27, 1983 - August 23, 1984
LOWRY FINANCIAL SERVICES CORPORATION
September 21, 1981 - April 4, 1983
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUMMA CAPITAL SECURITIES, INC.
CRD#: 14753 / SEC#: , 8-31149
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
