Merrell H. Jordan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Merrell Hibbert Jordan III, who also goes by (iii) Merrell Hibbert Jordan, Merrell Hibbert (iii) Jordan, was a registered financial advisor .
Merrell is a previously registered financial advisor and started their career in finance in 1981. Merrell had worked at 6 firms and has passed the Series 63, Series 7, Series 3 and Series 5 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 1999 - December 1, 2004
MERRELL HIBBERT JORDAN, III
March 4, 1997 - May 19, 1997
LAIDLAW GLOBAL SECURITIES, INC.
October 18, 1996 - January 29, 1997
TRIQUEST FINANCIAL, INC.
March 30, 1994 - July 15, 1996
GLOBAL CAPITAL SECURITIES CORPORATION
November 3, 1992 - March 3, 2000
PRUDENTIAL EQUITY GROUP, LLC
November 2, 1992 - March 17, 1994
PRUDENTIAL EQUITY GROUP, LLC
March 20, 1992 - October 2, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 28, 1986 - September 7, 1989
PRUDENTIAL EQUITY GROUP, LLC
August 20, 1981 - August 29, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/12/1981
Interest Rate Options ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
