John C. Tumazos
Professional summary
John Charles Tumazos, who also goes by John Charles Tumazos, is a registered financial advisor currently at JOHN C. TUMAZOS located in Titusville, Florida and JOHN TUMAZOS ADVISORY AND COMPENSATED RESEARCH, LLC located in Titusville, Florida.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. John has worked at 7 firms and has passed the Series 63, Series 87, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Charles Tumazos's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 28, 2007 - Present
JOHN C. TUMAZOS
June 17, 2015 - Present
JOHN TUMAZOS ADVISORY AND COMPENSATED RESEARCH, LLC
December 20, 2001 - June 26, 2007
PRUDENTIAL EQUITY GROUP, LLC
December 7, 2000 - August 23, 2001
SANFORD C. BERNSTEIN & CO., LLC
October 1, 1997 - December 7, 2000
SANFORD C. BERNSTEIN & CO., INC.
May 31, 1988 - December 20, 1996
PERSHING LLC
December 17, 1983 - May 25, 1988
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/9/2022)
Exams
Current Firm
JOHN C. TUMAZOS
CRD#: 144842 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 5,000,000 |
Red Flags
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