Harvey H. Minter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harvey Hamilton Minter was a registered financial professional .
Harvey is a previously registered financial professional and started their career in finance in 1981. Harvey had worked at 6 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2003 - February 11, 2022
MINTER INVESTMENT MANAGEMENT, INC.
April 12, 1993 - August 10, 1994
WOODBURY FINANCIAL SERVICES, INC.
March 5, 1991 - December 31, 1999
OAK BROOK SECURITIES CORP.
January 1, 1986 - March 8, 1991
HORNOR, TOWNSEND & KENT, LLC
January 19, 1983 - December 23, 1985
EQUITY SERVICES, INC.
February 25, 1982 - January 10, 1983
HORNOR, TOWNSEND & KENT, LLC
September 25, 1981 - October 20, 1981
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MINTER INVESTMENT MANAGEMENT, INC.
CRD#: 111563 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 21,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
