EK
Elio E. King
BOLTON SECURITIES
AUSTIN, TX 78746
Some features on this profile are disabled
CRD#: 1006724
EK
Professional summary
Elio Eduardo King is a registered financial advisor currently at BOLTON SECURITIES CORPORATION located in Austin, Texas and BOLTON GLOBAL CAPITAL located in Austin, Texas.
Elio is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Elio has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 5 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Investment Advisor Representative with Bolton Global Asset Management, doing business as 'King Global Investments, LLC'. Investment related. Conducted from branch location. Spends approximately 120 per month on this activity during business hours, and 40 hours outside of business hours. Began upon association with current firm.
2) Owner and manager of King Global Investments, LLC, entity created to operate securities and investment advisory businesses. Investment related. Conducted from branch location. Time spent per month managing LLC is balanced with duties as an investment advisor. Began upon association with current firm.
CRS (Client Relationship Summary) - RIA
Click below to view Elio Eduardo King's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Elio Eduardo King's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2010 - Present
BOLTON SECURITIES CORPORATION
Office #1: 101 Wastlake Drive Suite 129, Austin, TX 78746RIA
BD
CRD#: 129376
AUSTIN, TX
Current
January 4, 2010 - Present
BOLTON GLOBAL CAPITAL
Office #1: 101 Westlake Drive Suite 129, Austin, TX 78746BD
CRD#: 15650
Austin, TX
Past
September 2, 2005 - January 14, 2010
HILLTOP SECURITIES INC.
RIA
CRD#: 6220
AUSTIN, TX
Past
April 7, 2005 - January 14, 2010
HILLTOP SECURITIES INC.
BD
CRD#: 6220
AUSTIN, TX
Past
July 25, 1994 - March 31, 2005
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
AUSTIN, TX
Past
July 22, 1994 - March 31, 2005
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
June 22, 1994 - July 7, 1994
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
Past
January 18, 1988 - June 22, 1994
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
September 24, 1981 - March 7, 1988
LEHMAN BROTHERS INC.
BD
CRD#: 7506
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/29/2025)
RR
Florida(7/20/2015)
RR
New York(1/4/2010)
RR
North Carolina(10/27/2021)
RR
Texas(1/4/2010)
IAR
Texas(1/4/2010)
RR
Washington(4/15/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 15
Date: 1/13/1984
Foreign Currency Options ExaminationGeneral Industry/Product Exam
RR
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
579 Main Street, Bolton, MA 01740
Mailing Address
579 Main Street, Bolton, MA 01740
Phone number
(978) 779-6947
Established
Delaware since 07/30/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
154
SEC notice filing (38 States and Territories)
FINRA licenses (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,977 |
| AUM (Assets Under Management) | $ 7,004,872,405 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
