Michael E. Chaszczewski

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CRD#: 1006712

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Edward Chaszczewski was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1981. Michael had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 6, 2012 - April 16, 2015

ANICO FINANCIAL SERVICES, INC.

CRD#: 158883

GALVESTON, TX

Past

December 10, 2004 - September 4, 2012

SECURITIES MANAGEMENT & RESEARCH, INC.

CRD#: 759

CEDAR RAPIDS, IA

Past

July 25, 2002 - December 20, 2002

VP DISTRIBUTORS LLC

CRD#: 3036

HARTFORD, CT

Past

January 12, 2000 - March 15, 2002

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Past

June 16, 1997 - September 15, 1999

FIS SECURITIES, INC.

CRD#: 30533

BOSTON, MA

Past

February 13, 1997 - June 12, 1997

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

December 12, 1994 - January 31, 1997

APEX CLEARING CORPORATION

CRD#: 13071

DALLAS, TX

Past

June 24, 1993 - December 15, 1994

INTESA SANPAOLO IMI SECURITIES CORP.

CRD#: 19418

NEW YORK, NY

Past

October 13, 1992 - June 24, 1993

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

NAPA, CA

Past

May 29, 1992 - October 26, 1992

DIME SECURITIES, INC.

CRD#: 28955

BROOKLYN, NY

Past

April 25, 1985 - May 20, 1992

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

November 26, 1981 - November 16, 1984

SIGNATOR INVESTORS, INC.

CRD#: 468

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/21/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/2/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/16/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/20/1985

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/5/1981

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ANICO FINANCIAL SERVICES, INC.

CRD#: 158883 / SEC#: , 8-68938

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

One Moody Plaza, Suite 1463, Galveston, TX 77550

Mailing Address

One Moody Plaza Suite 1463, Galveston, TX 77550

Phone number

(409) 621-7809

Established

Texas since 12/21/2010

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (18 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
AMERICAN NATIONAL INSURANCE COMPANY	DIRECT OWNER
LUIKART, THAD MICHAEL	DIRECTOR, PRESIDENT & CEO	5111050
MERRILL, BRODY JASON	SVP, CFO, FINOP	5450137
WHITE, STACEY LEIGH	AVP, CHIEF COMPLIANCE OFFICER	2721039

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael E. Chaszczewski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SECURITIES MANAGEMENT & RESEARCH, INC.

VP DISTRIBUTORS LLC

CETERA INVESTMENT SERVICES LLC

FIS SECURITIES, INC.

ROBERT THOMAS SECURITIES, INC

APEX CLEARING CORPORATION

INTESA SANPAOLO IMI SECURITIES CORP.

ESSEX NATIONAL SECURITIES, LLC

DIME SECURITIES, INC.

INVEST FINANCIAL CORPORATION

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/21/1998

Series 63

Date: 3/2/1985

SIE

Date: 4/16/2015

Series 7

Date: 4/20/1985

Series 6

Date: 9/5/1981

Current Firm

ANICO FINANCIAL SERVICES, INC.

Contact information

FINRA licenses (18 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ANICO FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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