Cynthia A. Keefover
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cynthia Ann Keefover, who also goes by Cynthia Ann Hoyes, Cynthia Keefover Hoyes, was a registered financial professional .
Cynthia is a previously registered financial professional and started their career in finance in 1982. Cynthia had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 1997 - December 11, 1997
HUDSON SECURITIES,INC.
January 17, 1986 - January 13, 1997
TOLUCA PACIFIC SECURITIES CORP.
November 17, 1982 - January 20, 1986
SPEAR INSURANCE SERVICES, INC.
January 25, 1982 - August 23, 1982
C. M. BLAIR, W. O. FOSTER & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HUDSON SECURITIES,INC.
CRD#: 10467 / SEC#: , 8-30639
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RODMAN RENSHAW CAPITAL GROUP, INC. | HOLDING COMPANY | |
| HECHLER, RANDY JAY | CCO, DIRECTOR OF COMPLIANCE | 2292597 |
Disclosures
| Regulatory Event | 26 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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