Allan L. Jackson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allan Landis Jackson was a registered financial professional .
Allan is a previously registered financial professional and started their career in finance in 1982. Allan had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 1999 - December 31, 2006
HFG ADVISORS, L.L.C.
February 24, 1999 - December 31, 2013
MML INVESTORS SERVICES, LLC
February 24, 1999 - December 31, 2013
MML INVESTORS SERVICES, LLC
June 12, 1998 - January 12, 1999
PRUCO SECURITIES, LLC.
June 6, 1997 - May 15, 1998
NEW ENGLAND SECURITIES
January 2, 1997 - June 6, 1997
CETERA WEALTH SERVICES, LLC
May 8, 1996 - December 31, 1996
OPPENHEIMER & CO. INC.
March 1, 1996 - May 7, 1996
MML INVESTORS SERVICES, LLC
March 16, 1982 - March 1, 1996
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 8/29/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
