Charles E. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Enright Murphy was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1981. Charles had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2020 - February 1, 2022
HUNTINGTON SECURITIES, INC.
November 29, 2011 - March 6, 2020
THE HUNTINGTON INVESTMENT COMPANY
November 28, 2011 - February 24, 2020
THE HUNTINGTON INVESTMENT COMPANY
April 26, 2006 - August 19, 2011
FIFTH THIRD SECURITIES, INC.
July 8, 1998 - August 19, 2011
FIFTH THIRD SECURITIES, INC.
March 24, 1995 - July 23, 1998
FIFTH THIRD SECURITIES, INC.
January 3, 1986 - December 14, 1993
THE HUNTINGTON INVESTMENT COMPANY
August 30, 1982 - September 13, 1983
BAKER, WATTS & CO., INC.
May 11, 1982 - August 12, 1982
GILFORD SECURITIES INCORPORATED
April 14, 1982 - April 21, 1982
CROWN FINANCIAL GROUP, INC.
November 16, 1981 - December 20, 1982
WILENS SECURITIES, CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HUNTINGTON SECURITIES, INC.
CRD#: 2261 / SEC#: , 8-5761
Contact information
FINRA licenses (29 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNTINGTON BANCSHARES INCORPORATED | DIRECT OWNER | |
| BEEKMAN, TODD ANDREW | DIRECTOR | 6291198 |
| BORRELLI, MARK ROBERT | GENERAL COUNSEL/SECRETARY | 6803711 |
| COSTANZO, SAMANTHA ANN | DIRECTOR | 4133695 |
| DIBOWSKI, TERRA | HEAD OF BROKERAGE OPERATIONS | 5468840 |
| FITZSIMMONS, DAVID RAYMOND | HEAD OF INSTITUTIONAL SALES & TRADING, DIRECTOR | 4245434 |
| HERBERT, KATHERINE ELEANOR | CONTROLLER/FINOP | 6412263 |
| KLEINMAN, SCOTT DAVID | DIRECTOR | 2357636 |
| MILCETICH, MATTHEW LOUIS | PRESIDENT | 6419334 |
| SZWAGULAK, JOHN W III | CHIEF COMPLIANCE OFFICER | 4033023 |
| WALTHER, KATHLEEN | DIRECTOR | 7858303 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
