Paul M. Balog
Professional summary
Paul Michael Balog is a registered financial advisor currently at CHELSEA ADVISORY SERVICES, INC located in Lady Lake, Florida and CHELSEA FINANCIAL SERVICES located in Staten Island, New York.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Paul has worked at 22 firms and has passed the Series 66, Series 65, Series 63, Series 79TO, SIE, Series 7, Series 52, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Paul Michael Balog's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 7, 2018 - Present
CHELSEA ADVISORY SERVICES, INC
October 31, 2018 - Present
CHELSEA FINANCIAL SERVICES
Office #1: 242 Main Street, Staten Island, NY 10307September 5, 2013 - November 1, 2018
FORESTERS EQUITY SERVICES, INC.
September 3, 2013 - November 1, 2018
FORESTERS EQUITY SERVICES, INC.
September 14, 2012 - August 30, 2013
COLORADO FINANCIAL SERVICE CORPORATION
August 16, 2012 - August 30, 2013
COLORADO FINANCIAL SERVICE CORPORATION
March 20, 2012 - June 20, 2012
BROOKSTONE SECURITIES, INC.
April 15, 2005 - June 20, 2012
BROOKSTONE SECURITIES, INC.
February 2, 2005 - April 12, 2005
ARCHER ALEXANDER SECURITIES CORPORATION
January 2, 2004 - April 12, 2005
ARCHER ALEXANDER SECURITIES CORPORATION
December 18, 2003 - January 5, 2004
NATIONS FINANCIAL GROUP, INC.
April 16, 2003 - December 18, 2003
ARCHER ALEXANDER SECURITIES CORPORATION
September 10, 2002 - April 8, 2003
INVEST FINANCIAL CORPORATION
September 5, 2002 - April 8, 2003
INVEST FINANCIAL CORPORATION
August 27, 2001 - September 5, 2002
NEW ENGLAND SECURITIES
November 24, 1995 - September 4, 2001
AMERIPRISE ADVISOR SERVICES, INC.
March 8, 1995 - November 9, 1995
PALM STATE EQUITIES, INC.
January 20, 1993 - March 4, 1994
CETERA ADVISORS LLC
August 17, 1989 - December 22, 1992
J. B. HANAUER & CO.
February 10, 1989 - August 7, 1989
ANDREW ALEN SECURITIES, INC.
July 25, 1988 - February 21, 1989
ALLIED CAPITAL GROUP, INC.
July 21, 1988 - August 12, 1988
J. W. GANT & ASSOCIATES, INC.
November 23, 1987 - July 23, 1988
PFS INVESTMENTS INC.
May 5, 1987 - November 10, 1987
L. F. ROTHSCHILD & CO. INCORPORATED
July 22, 1985 - June 10, 1987
KASHNER DAVIDSON SECURITIES CORPORATION
April 11, 1983 - June 5, 1985
DIS-COM SECURITIES, INC.
May 24, 1982 - September 29, 1982
RICHARDSON GREENSHIELDS SECURITIES INC.
August 31, 1981 - January 19, 1982
DONALD SHELDON & CO., INC.
Primary Firm SEC Registration
CHELSEA ADVISORY SERVICES, INC
CRD#: 150791 / SEC#: 801-112349
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/31/2018)
(11/29/2018)
(11/16/2018)
(8/2/2021)
(10/31/2018)
(11/7/2018)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CHELSEA ADVISORY SERVICES, INC
CRD#: 150791 / SEC#: 801-112349
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 536 |
| AUM (Assets Under Management) | $ 126,883,334 |
Red Flags
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