Wayne L. Bartelt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wayne Louis Bartelt was a registered financial professional .
Wayne is a previously registered financial professional and started their career in finance in 1981. Wayne had worked at 7 firms and has passed the Series 7, Series 6, Series 22, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 1990 - July 15, 1991
PINNACLE HOLDINGS CORPORATION
June 5, 1987 - February 12, 1990
LAKE GENEVA INVESTMENTS, LTD.
September 20, 1985 - June 15, 1987
AMERICAN BEACON PARTNERS, INC.
August 2, 1984 - September 30, 1985
CHARTER SECURITIES CORPORATION
February 3, 1983 - August 2, 1984
S-B-F SECURITIES CO.
January 17, 1982 - January 28, 1983
DECADE SECURITIES CORP.
October 20, 1981 - November 9, 1982
FPC SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
PINNACLE HOLDINGS CORPORATION
CRD#: 15044 / SEC#: , 8-37565
Contact information
Documents
Red Flags
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