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Wayne F. Penello

ANOVA MANAGEMENT
COLUMBUS, TX
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CRD#: 1006155
WP

Professional summary


Wayne Frank Penello, who also goes by Wayne Penello, is a registered financial advisor currently at ANOVA MANAGEMENT located in Columbus, Texas and NEXTGEN EMP located in Columbus, Texas.

Wayne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Wayne has worked at 2 firms and has passed the Series 65 and Series 3 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Wayne Penello

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) AEGIS-HEDGING SOLUTIONS; INVESTMENT RELATED; 2829 TECHNOLOGY FOREST BLVD., SUITE 440, WOODLANDS, TX 77381; COMMODITIES RESEARCH, TRADING, AND PORTFOLIO MANAGEMENT SOFTWARE DEVELOPMENT; SERVES ON THE BOARD OF DIRECTORS; APPROX. 1.5 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS; PARTICIPATE IN BOARD MEETINGS, GUIDE STRAGEY, MANAGE FINANCES, AND ENSURE COMPLIANCE FOR SHAREHOLDERS AND STAKEHOLDERS. 2) Co-Author of Risk is an Asset; noninvestment related; Author; 0 hours devoted during securities trading hours

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Wayne Frank Penello's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 3, 2022 - Present

ANOVA MANAGEMENT

RIA
CRD#: 317812
COLUMBUS, TX
Current

November 27, 2024 - Present

NEXTGEN EMP

Office #1: 1671 Brunes Mill Rd., Columbus, TX 78934-5051
RIA
CRD#: 333721
COLUMBUS, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(7/10/2023)
IAR
New York
(1/4/2022)
IAR
Texas
(1/3/2022)

Exams


State Security Law Exam
IAR
Series 65
Date: 11/1/2021
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 3
Date: 7/11/2012
National Commodity Futures Examination

Current Firm


AM
ANOVA MANAGEMENT
ANOVA MANAGEMENT | ANOVA MANAGEMENT INC.

CRD#: 317812 / SEC#:

Florida
Registered Investment Advisory firm - (7/10/2023 Approved)
New York
Registered Investment Advisory firm - (1/4/2022 Approved)
Texas
Registered Investment Advisory firm - (1/3/2022 Approved)
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Contact information


Main Address
Columbus, TX
Mailing Address
Phone number
(713) 459-5254
Established
Firm type
Fiscal year end
# of Employees
3

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts64
AUM (Assets Under Management)$ 13,965,092

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ANOVA MANAGEMENT

CRD#: 317812Columbus, TX

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