Alvin W. Gebhart

GEBHART & ASSOCIATES,

FALLBROOK, CA 92028

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CRD#: 1005905

Professional summary

Alvin Waino Gebhart JR. was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Alvin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Prior to being barred, Alvin has worked at 7 firms, which includes AFA FINANCIAL GROUP LLC, SENTRA SECURITIES CORPORATION, MUTUAL SERVICE CORPORATION, MONY SECURITIES CORPORATION, THE PRUDENTIAL INSURANCE COMPANY OF AMERICA, PRUCO SECURITIES LLC..

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alvin Waino Gebhart Jr | Alvin Waino Gebhart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) INSURANCE AGENT -EMPLOYED FROM 06/80-CURRENT AT 301 N. VINE STREET, FALLBROOK, CA 92028; NOT INVESTMENT RELATED; OUTSIDE INSURANCE SALES, APPROXIMATELY 10% TIME SPENT, OFFERS LIFE, ACCIDENT, HEALTH, P & C, FIXED ANNUITIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alvin Waino Gebhart JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

June 3, 1998 - Present

GEBHART & ASSOCIATES, INC

Office #1: 301 N. Vine Street, Fallbrook, CA 92028

RIA

CRD#: 123029

FALLBROOK, CA

Past

April 20, 2004 - June 2, 2005

AFA FINANCIAL GROUP, LLC

CRD#: 127648

CALABASAS, CA

Past

August 22, 2000 - February 13, 2004

SENTRA SECURITIES CORPORATION

RIA

CRD#: 10249

CARLSBAD, CA

Past

August 7, 2000 - February 13, 2004

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

January 30, 1996 - August 14, 2000

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

March 9, 1994 - January 29, 1996

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

May 16, 1983 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

February 18, 1982 - February 28, 1994

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/3/1998)

IAR

Texas
(8/3/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/9/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/26/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/10/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/13/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/29/2001

General Securities Principal Examination

Current Firm

GEBHART & ASSOCIATES, INC

CRD#: 123029 / SEC#:

California

Registered Investment Advisory firm - (6/3/1998 Approved)

Texas

Registered Investment Advisory firm - (8/3/2004 Conditional Restricted)

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Contact information

Main Address

Penn Valley, CA

Mailing Address

Phone number

(760) 822-2043

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Alvin W. Gebhart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alvin Waino Gebhart JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

AFA FINANCIAL GROUP, LLC

SENTRA SECURITIES CORPORATION

SENTRA SECURITIES CORPORATION

MUTUAL SERVICE CORPORATION

MONY SECURITIES CORPORATION

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/9/1998

Series 63

Date: 4/26/1983

Series 7

Date: 12/10/1997

Series 6

Date: 5/13/1983

Series 24

Date: 5/29/2001

Current Firm

GEBHART & ASSOCIATES, INC

Contact information

Documents

Red Flags

Company Information

GEBHART & ASSOCIATES, INC

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