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George H. Messier

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CRD#: 1005894
GM

Professional summary


George Henry Messier was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

George Henry Messier was a registered financial professional .

George is a previously registered financial professional and started their career in finance in 1984. George had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 23, 2017 - August 26, 2021

GREAT HERITAGE INVESTMENTS, LLC

RIA
CRD#: 288521
WOODBURY, CT
Past

March 18, 2011 - June 22, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
GLASTONBURY, CT
Past

March 18, 2011 - June 22, 2017

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
GLASTONBURY, CT
Past

June 23, 1994 - March 22, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
GLASTONBURY, CT
Past

May 12, 1994 - March 22, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
GLASTONBURY, CT
Past

September 24, 1984 - May 14, 1986

NEW ENGLAND SECURITIES

BD
CRD#: 615

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 6/3/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 6/15/2006
Futures Managed Funds Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


GH
GREAT HERITAGE INVESTMENTS, LLC
GREAT HERITAGE INVESTMENTS, LLC

CRD#: 288521 / SEC#:

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Contact information


Main Address
Woodbury, CT
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GREAT HERITAGE INVESTMENTS, LLC

CRD#: 288521

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