Ruben A. Trinchet
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ruben Antonio Trinchet was a registered financial professional .
Ruben is a previously registered financial professional and started their career in finance in 1982. Ruben had worked at 10 firms and has passed the Series 63, Series 52, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2002 - October 24, 2002
NEWBRIDGE SECURITIES CORPORATION
August 2, 2001 - January 3, 2002
PATAGON.COM SECURITIES CORP.
September 30, 1991 - August 2, 2001
COMPREHENSIVE CAPITAL CORPORATION
March 14, 1991 - September 30, 1991
G. K. SCOTT & CO., INC.
March 19, 1990 - January 10, 1991
ROYCE PARK INVESTMENTS, INC.
August 18, 1989 - February 27, 1990
PARAGON CAPITAL MARKETS, INC.
July 22, 1985 - September 13, 1989
HUBERMAN SECURITIES CORP.
October 3, 1983 - July 18, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 24, 1983 - June 24, 1983
THOMSON MCKINNON SECURITIES INC.
September 22, 1982 - March 11, 1983
J. B. HANAUER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWBRIDGE SECURITIES CORPORATION
CRD#: 104065 / SEC#: , 8-52538
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWBRIDGE FINANCIAL INC. | OWNER | |
| BUDDIE, GIOVINA ANN | FINOP/COO/ TREASURER/PRINCIPAL OPERATIONS OFFICER | 1997691 |
| CASOLARO, THOMAS JOSEPH | CO-CEO & CHAIRMAN | 1812805 |
| CHAMPION, CHAD DANA | SENIOR MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AND EQUITY CAPITAL MARKETS | 3038162 |
| ROBLES, VICTOR MANUEL | FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4490918 |
| SPITLER, ROBERT PENDELTON | CO-CEO/FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER / CCO | 4050312 |
Disclosures
| Regulatory Event | 33 |
| Arbitration | 4 |
Red Flags
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