Robert W. Butler

RBF WEALTH ADVISORS

ST. LOUIS, MO 63141

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CRD#: 1005779

Professional summary

Robert William Butler JR is a registered financial advisor currently at RBF WEALTH ADVISORS located in St. Louis, Missouri.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Robert has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)ROMAN,BUTLER & FULLERTON;INVESTMENT RELATED;11500 OLIVE,106,ST. LOUIS,MO 63141;RIA;REPRESENTATIVE;1985;100 HRS/MONTH;6 HRS DURING TRADING;MANAGING PORTFOLIOS OF STOCKS AND BONDS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert William Butler JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2003 - Present

RBF WEALTH ADVISORS

Office #1: 11500 Olive Blvd, Suite106, St. Louis, MO 63141

RIA

CRD#: 104771

ST. LOUIS, MO

Past

November 24, 1998 - November 24, 1998

RBF WEALTH ADVISORS

RIA

CRD#: 104771

ST. LOUIS, MO

Past

July 2, 1998 - August 19, 2022

TRIAD ADVISORS LLC

CRD#: 25803

ST LOUIS, MO

Past

January 31, 1997 - July 2, 1998

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

May 26, 1988 - January 31, 1997

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Past

August 24, 1981 - June 7, 1988

FSC SECURITIES CORPORATION

CRD#: 7461

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RBF WEALTH ADVISORS

LANG & BECKER, INC. | ROMAN BUTLER FULLERTON & CO | RBF WEALTH ADVISORS | RBF & CO. WEALTH ADVISORS

CRD#: 104771 / SEC#: 801-20351

RIA

Registered Investment Advisory firm - (3/1/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(10/31/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/25/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/7/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 2/12/1987

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/15/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/19/1995

General Securities Principal Examination

Current Firm

RBF WEALTH ADVISORS

LANG & BECKER, INC. | ROMAN BUTLER FULLERTON & CO | RBF WEALTH ADVISORS | RBF & CO. WEALTH ADVISORS

CRD#: 104771 / SEC#: 801-20351

RIA

Registered Investment Advisory firm - (3/1/1984 Approved)

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Contact information

Main Address

680 Craig Road Suite 201, St. Louis, MO 63141

Mailing Address

Phone number

(314) 997-1652

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (2/10/2025)

FORM ADV PART 2A APPENDIX (WRAP PROGRAM BROCHURE) (2/10/2025)

Regulatory assets under management

Total Number of Accounts	2,255
AUM (Assets Under Management)	$ 647,718,410

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Robert W. Butler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert William Butler JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

RBF WEALTH ADVISORS

TRIAD ADVISORS LLC

OSAIC WEALTH, INC.

KEOGLER, MORGAN & COMPANY, INC.

FSC SECURITIES CORPORATION

Primary Firm SEC Registration

RBF WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 1/25/2005

Series 63

Date: 10/7/1981

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 2/12/1987

Series 7

Date: 8/15/1981

Series 24

Date: 5/19/1995

Current Firm

RBF WEALTH ADVISORS

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RBF WEALTH ADVISORS

TRUST BUT VERIFY

Contact information

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