SH
Susan M. Hurschman
J. W. COLE ADVISORS
Plantation, FL 33324
Some features on this profile are disabled
CRD#: 1005700
SH
Professional summary
Susan Mindy Hurschman is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Plantation, Florida and J.W. COLE FINANCIAL, INC. located in Plantation, Florida.
Susan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Susan has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NON-VARIABLE INSURANCE SALES (FIXED LIFE, FIXED ANNUITIES, HEALTH)
2) DBA - Integrity Wealth Planning, Inc.
3) a) Trustee for Family Member b) Fort Worth, TX c) 5/21/2015
CRS (Client Relationship Summary) - RIA
Click below to view Susan Mindy Hurschman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 9, 2017 - Present
J. W. COLE ADVISORS, INC.
Office #1: 7901 Sw 6 Court Suite 320, Plantation, FL 33324RIA
CRD#: 112294
Plantation, FL
Current
May 1, 2017 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 7901 Sw 6 Court Suite 320, Plantation, FL 33324BD
CRD#: 124583
Plantation, FL
Past
March 1, 2011 - May 1, 2017
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
PLANTATION, FL
Past
February 28, 2011 - May 1, 2017
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
PLANTATION, FL
Past
January 13, 1999 - March 4, 2011
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
FT. LAUDERDALE, FL
Past
November 24, 1993 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
November 24, 1993 - March 4, 2011
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
FT. LAUDERDALE, FL
Past
November 6, 1981 - December 7, 1988
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/1/2017)
RR
Delaware(1/26/2022)
RR
District of Columbia(5/1/2017)
RR
Florida(5/1/2017)
IAR
Florida(5/9/2017)
RR
Georgia(11/2/2020)
RR
Maryland(5/1/2017)
RR
Massachusetts(5/21/2018)
RR
Michigan(10/11/2021)
RR
New Jersey(5/1/2017)
RR
New York(5/2/2017)
RR
North Carolina(5/1/2017)
RR
Pennsylvania(5/1/2017)
RR
South Carolina(5/1/2017)
RR
Virginia(5/1/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Plantation, FL 33324TRUST BUT VERIFY
Monitor Susan Hurschman
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
