John R. Elerding
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Ralph Elerding was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 7 firms and has passed the Series 63, Series 7, Series 24, Series 4 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2007 - November 19, 2007
KECK SECURITIES
January 2, 1998 - October 6, 2005
METROPOLITAN LIFE INSURANCE COMPANY
January 2, 1998 - October 6, 2005
MSI FINANCIAL SERVICES, INC.
April 21, 1995 - September 4, 1997
ASTRA FUND DISTRIBUTORS CORP.
March 9, 1994 - July 26, 1994
CONTINENTAL CAPITAL GROUP, INC.
May 22, 1991 - September 2, 1993
ROBERTSON, STEPHENS & COMPANY LLC
June 24, 1982 - January 25, 1990
BEARE BROTHERS & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KECK SECURITIES
CRD#: 31625 / SEC#: , 8-27826
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
