Todd K. Newell

MILLER FINANCIAL GROUP

PORTLAND, OR 97223

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CRD#: 1005622

Professional summary

Todd Kenton Newell is a registered financial advisor currently at MILLER FINANCIAL GROUP, LLC located in Portland, Oregon.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Todd has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Kenton Newell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 19, 2015 - Present

MILLER FINANCIAL GROUP, LLC

Office #1: 9115 Sw Oleson Road, Suite 200, Portland, OR 97223

RIA

CRD#: 139249

PORTLAND, OR

Past

March 10, 1995 - January 28, 1997

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

November 18, 1982 - March 3, 1993

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

November 18, 1982 - March 3, 1993

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(8/19/2015)

IAR

Texas
(3/17/2022)

IAR

Washington
(8/19/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/19/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/4/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 11/6/1982

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MILLER FINANCIAL GROUP, LLC

MILLER FINANCIAL GROUP | MILLER, BRUCE W. | MILLER FINANCIAL GROUP, LLC | MILLER FINANCIAL GROUP LLC

CRD#: 139249 / SEC#: 801-66094

RIA

Registered Investment Advisory firm - (10/11/2012 Terminated)

Oregon

Registered Investment Advisory firm - (5/3/2012 Approved)

Texas

Registered Investment Advisory firm - (3/17/2022 Conditional Restricted)

Washington

Registered Investment Advisory firm - (10/10/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

9115 Sw Oleson Rd Suite 200, Portland, OR 97223

Mailing Address

Phone number

(503) 808-9404

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	460
AUM (Assets Under Management)	$ 73,523,808

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Todd K. Newell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Kenton Newell's CRS (Customer Relationship Summary).

Certified licenses

Experience

MILLER FINANCIAL GROUP, LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/19/2015

Series 63

Date: 8/4/1983

Series 6

Date: 11/6/1982

Current Firm

MILLER FINANCIAL GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MILLER FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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