Sterling B. Hugill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sterling Bruce Hugill, who also goes by Bruce Sterling Hugill, S Bruce Hugill, Bruce Hugill Sterling, was a registered financial professional .
Sterling is a previously registered financial professional and started their career in finance in 1981. Sterling had worked at 17 firms and has passed the Series 63, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2010 - December 10, 2013
WILBANKS SECURITIES, INC.
October 18, 2006 - October 28, 2010
GREAT NATION INVESTMENT CORPORATION
March 18, 2003 - December 20, 2006
CULLUM & BURKS SECURITIES, INC.
January 22, 1998 - March 7, 2003
HARRISON DOUGLAS, INC.
February 3, 1997 - December 11, 1997
WFG INVESTMENTS, INC.
December 8, 1994 - October 24, 2006
AMERICAN INVESTORS GROUP, INC.
January 22, 1993 - December 10, 1994
CULLUM & SANDOW SECURITIES, INC.
August 19, 1992 - February 3, 1993
ANDREWS, HENTGES & ASSOCIATES, INC.
July 8, 1992 - August 10, 1992
AMERICAN FRONTEER FINANCIAL CORPORATION
July 3, 1991 - July 30, 1992
MACKEN SECURITIES, INC.
April 4, 1990 - July 30, 1991
BLUEBONNET SECURITIES, INC.
November 9, 1987 - May 6, 1989
APS FINANCIAL CORPORATION
October 14, 1987 - April 16, 1990
GRANADA FINANCIAL SERVICES, INC.
August 12, 1985 - August 17, 1987
SOUTHMARK CAPITAL RESOURCE
August 12, 1985 - November 4, 1987
SOUTHMARK FINANCIAL SERVICES, INC.
March 11, 1985 - July 1, 1985
BRAUVIN SECURITIES, INC.
October 16, 1981 - January 22, 1985
B & D EQUITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WILBANKS SECURITIES, INC.
CRD#: 40673 / SEC#: , 8-49134
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 12 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
