Harry L. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Lee Martin was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1981. Harry had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2004 - February 6, 2020
TRUSTCORE FINANCIAL SERVICES, LLC
June 4, 1987 - February 6, 2020
TRUSTCORE INVESTMENTS LLC
April 4, 1985 - August 29, 1987
JACQUES-MILLER INVESTMENT COMPANY
November 19, 1982 - May 1, 1985
LABREC SECURITIES, INC.
December 18, 1981 - April 29, 1985
CONSECO FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUSTCORE FINANCIAL SERVICES, LLC
CRD#: 106522 / SEC#: 801-17538
Contact information
Regulatory assets under management
| Total Number of Accounts | 7,758 |
| AUM (Assets Under Management) | $ 2,374,057,715 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
