Robert E. Gillespie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Eugene Gillespie, who also goes by Bob Gillespie, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1986. Robert had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2008 - July 22, 2019
MORRIS GROUP, INC.
February 1, 2007 - March 29, 2008
OSAIC FA, INC.
April 21, 1997 - December 18, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 13, 1997 - April 23, 1997
NYLIFE SECURITIES LLC
August 28, 1986 - February 5, 1997
MONEY CONCEPTS CAPITAL CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORRIS GROUP, INC.
CRD#: 13181 / SEC#: , 8-28916
Contact information
FINRA licenses (2 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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