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LJ

Laura A. Joyce

Some features on this profile are disabled
CRD#: 1005506
LJ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Laura Anne Joyce MS., who also goes by Laura Anne Dineen, Laura Anne Joyce, was a registered financial professional .

Laura is a previously registered financial professional and started their career in finance in 1996. Laura had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Laura Anne Dineen | Laura Anne Joyce

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 25, 2016 - October 14, 2020

HIGHPOINT PLANNING PARTNERS

RIA
CRD#: 163768
Orland Park, IL
Past

January 19, 2016 - April 20, 2020

LPL FINANCIAL LLC

BD
CRD#: 6413
ORLAND PARK, IL
Past

June 17, 2010 - January 20, 2016

OSAIC INSTITUTIONS, INC.

RIA
CRD#: 35371
ST. JOHN, IN
Past

June 17, 2010 - January 20, 2016

OSAIC INSTITUTIONS, INC.

BD
CRD#: 35371
ST. JOHN, IN
Past

June 21, 2007 - June 3, 2010

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
ORLAND PARK, IL
Past

May 1, 2007 - June 3, 2010

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ORLAND PARK, IL
Past

November 11, 2003 - May 18, 2007

LASALLE FINANCIAL SERVICES, INC.

RIA
CRD#: 20373
CHICAGO RIDGE, IL
Past

August 25, 2003 - May 18, 2007

LASALLE FINANCIAL SERVICES, INC.

BD
CRD#: 20373
CHICAGO RIDGE, IL
Past

January 4, 2001 - August 25, 2003

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

January 12, 2000 - December 31, 2000

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

BD
CRD#: 2864
BRYAN, OH
Past

July 11, 1996 - January 6, 2000

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 11/10/2003
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/13/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/10/1996
General Securities Representative Examination

Current Firm

HP
HIGHPOINT PLANNING PARTNERS
ASPIRE DIVORCE SOLUTIONS, LLC | VERTEX PLANNING PARTNERS, LLC | TWIN ROCKS ASSET MANAGEMENT | TWG WEALTH PARTNERS | THE SCHAFFNIT GROUP | THE ASSOCIATES GROUP | STONEBRIDGE WEALTH ADVISORS | SAFE HARBOR RETIREMENT CONSULTANTS, LLC | SA PIGGUSH FINANCIAL CONSULTANTS | ROUND HILL WEALTH MANAGEMENT | ROGER J. ENSMINGER & ASSOCIATES | RMD WEALTH MANAGEMENT | PARTNERS ADVISORS LTD. | ONPATH FINANCIAL, LLC | MODEL WEALTH | MIKE LYNCH, INC. | MIDWEST FAMILY WEALTH MANAGEMENT | MCCABE FINANCIAL GROUP | LLOYD WEALTH ADVISORS | LIGHTHOUSE FINANCIAL GROUP | KENNEDY FINANCIAL GROUP | KEITH E. MURPHY | KCT FINANCIAL | HIGHPOINT PLANNING PARTNERS, LLC | HIGHPOINT PLANNING PARTNERS | HIGHPOINT ADVISOR GROUP, LLC | G/R WEALTH MANAGEMENT GROUP LLC | EQUILIBRIUM WEALTH MANAGEMENT | EINSPAR FAMILY FINANCIAL | DOAK FINANCIAL, LLC | CHASE ENTERPRISES FINANCIAL | CB3 FINANCIAL GROUP INC. | CAPITAL STREET ADVISORS | BLACK DIAMOND PLANNERS | BENEFIT PARTNERS FINANCIAL GROUP | AXIS WEALTH ADVISORS, LLC | ASPIRE PLANNING GROUP LLC

CRD#: 163768 / SEC#: 801-76675

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Contact information

Main Address
2651 Warrenville Road Suite 200, Downers Grove, IL 60515
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HIGHPOINT PLANNING PARTNERS

CRD#: 163768

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