Morris Ajzenman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Morris Ajzenman was a registered financial professional .
Morris is a previously registered financial professional and started their career in finance in 1985. Morris had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2009 - March 17, 2020
GRIFFIN SECURITIES, INC.
January 24, 2005 - July 30, 2014
PARADIGM CAPITAL MANAGEMENT, INC.
January 10, 2005 - November 3, 2008
C. L. KING & ASSOCIATES, INC.
March 14, 2001 - January 12, 2005
PUNK, ZIEGEL & COMPANY, L.P.
June 9, 1997 - December 14, 2000
LAZARD FRERES & CO. LLC
May 17, 1994 - November 10, 1995
UBS ASSET MANAGEMENT (US) INC.
April 23, 1985 - October 18, 1988
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRIFFIN SECURITIES, INC.
CRD#: 43229 / SEC#: , 8-50186
Contact information
FINRA licenses (3 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
