Gerard J. O'hare
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerard Joseph O'hare, who also goes by Gary O'hare, Gerard Joseph Ohare, was a registered financial professional .
Gerard is a previously registered financial professional and started their career in finance in 1981. Gerard had worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2002 - October 26, 2004
HENNION & WALSH, INC.
August 23, 1996 - July 12, 2002
GOLDEN HARRIS CAPITAL GROUP, INC.
March 13, 1989 - August 15, 1996
FIRST INSTITUTIONAL SECURITIES, L.L.C.
February 1, 1989 - February 1, 1989
GLICKENHAUS & CO. - NEW JERSEY
February 1, 1989 - March 25, 1992
BROADWAY FINANCIAL INVESTMENT SERVICES CORP.
May 31, 1988 - January 7, 1989
WILLIAM M. CADDEN & CO., INC.
February 13, 1986 - December 26, 1986
LISS TENNER & GOLDBERG SECURITIES CORPORATION
September 13, 1984 - June 2, 1988
GLICKENHAUS & CO. - NEW JERSEY
January 1, 1984 - September 19, 1984
KENNEY & BRANISEL MUNICIPALS, INC.
November 17, 1981 - January 4, 1984
WARD, BRITTANY & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HENNION & WALSH, INC.
CRD#: 25766 / SEC#: , 8-41988
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HENNION, RICHARD | EXECUTIVE VICE PRESIDENT | 1315386 |
| WALSH, WILLIAM WALTER | PRESIDENT | 1174993 |
| FITZSIMMONS, PHILLIP | CHIEF COMPLIANCE OFFICER | 1625889 |
| HENNION, WILLIAM | VICE PRESIDENT | 2048378 |
| KOWALSKI, STEPHEN GEORGE | VICE PRESIDENT | 1919574 |
| MAHN, KEVIN DOUGLAS | MANAGING DIRECTOR | 2519398 |
| WURST, WENDY ANN | FINOP, TREASURER | 1902879 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
