Gerard F. Stellwagen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerard Frederick Stellwagen, who also goes by Gerard F Stellwagen, Gerry Stellwagen, was a registered financial professional .
Gerard is a previously registered financial professional and started their career in finance in 1981. Gerard had worked at 18 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2016 - July 9, 2024
FLORIDA TAX AND WEALTH ADVISORS, LLC
March 23, 2012 - January 5, 2017
PROSPERITY CAPITAL ADVISORS
November 17, 2008 - May 26, 2009
J.W. COLE FINANCIAL, INC.
August 16, 2004 - July 6, 2006
WORKMAN SECURITIES CORPORATION
May 30, 2003 - September 2, 2003
LEGACY FINANCIAL SERVICES, INC.
February 6, 2003 - December 31, 2012
WEALTH ADVISORS, LLC
October 7, 1997 - October 24, 2003
DALE K. EHRHART, INC.
October 1, 1997 - October 24, 2003
DALE K. EHRHART, INC.
September 26, 1994 - February 23, 1996
MASON SECURITIES, INC.
September 17, 1993 - September 13, 1994
CAPITAL INVESTMENT GROUP, INC.
September 29, 1992 - August 9, 1993
MCCARLEY AND ASSOCIATES, INC.
April 23, 1992 - September 9, 1992
PLANNED INVESTMENTS INC.
November 21, 1991 - June 10, 1992
DERAND/PENNINGTON/BASS, INC.
March 11, 1991 - November 8, 1991
LINCOLN FINANCIAL DISTRIBUTORS, INC.
August 8, 1990 - December 31, 1990
VESTAX SECURITIES CORPORATION
May 22, 1990 - August 1, 1990
VSR FINANCIAL SERVICES, INC.
January 25, 1988 - December 27, 1988
MCCARLEY AND ASSOCIATES, INC.
June 6, 1986 - November 3, 1987
ASHFORD CAPITAL CORPORATION
April 28, 1983 - November 21, 1986
CONCORD ASSETS SECURITIES, INC.
October 5, 1981 - April 25, 1983
PHOENIX FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FLORIDA TAX AND WEALTH ADVISORS, LLC
CRD#: 285265 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 1,822,188 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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