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JV

John Joseph Vida Jr

CRD# 1005224·Registered 1982 - 2000
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Joseph Vida JR, who also goes by Jack VIda, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1982 - 2000. John had worked at 8 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jack Vida

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

BANC ONE CAPITAL MARKETS, INC.·CRD# 23065
BD
Chicago, IL
April 1, 1999 - May 8, 2000
BANC ONE CAPITAL MARKETS, INC.·CRD# 27267
BD
Columbus, OH
May 31, 1996 - April 1, 1999
ADVEST, INC.·CRD# 10
BD
Hartford, CT
April 20, 1994 - May 13, 1996
DOUGLAS JAMES SECURITIES, INC.·CRD# 29492
BD
Pompano Beach, FL
January 3, 1992 - December 22, 1992
ASCH-DWYER MUNICIPAL SECURITIES, L.P.·CRD# 24464
BD
Peapack, NJ
July 23, 1990 - April 18, 1994
TUCKER ANTHONY INCORPORATED·CRD# 837
BD
Boston, MA
November 3, 1983 - July 3, 1990
HSBC BROKERAGE (USA) INC.·CRD# 6956
BD
September 27, 1982 - October 7, 1983
WARD, BRITTANY & CO., INC.·CRD# 10032
BD
January 18, 1982 - January 4, 1984

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Current Firm

BO
BANC ONE CAPITAL MARKETS, INC.

BANC ONE CAPITAL MARKETS, INC. | FIRST CHICAGO CAPITAL MARKETS, INC.

CRD#: 23065 / SEC#: 8-40208
BD
Terminated by SEC on 10/11/2004

Contact Information

Established

Delaware since 04/05/1988

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BANC ONE FINANCIAL CORPORATIONPARENT—
BALDINO, JAMES JOSEPHMANAGING DIRECTOR1055005
BAMMANN, LINDA BVICE CHAIRMAN2353874
BOSHART, JAMES STEWART IIIEVP26474
CHIRCOP, ALOYSIUS RALPHMANAGING DIRECTOR2536911
CLARKE, TERRENCE BRADYSENIOR COMPLIANCE DIRECTOR / CROP2368988
COATS, ROBERT TRUSTEN JRSENIOR ASSOCIATE GENERAL COUNSEL2043399
COLE, CHRISTINE ELEANORMANAGING DIRECTOR2756145
DECORREVONT, PATRICE PURCELLMANAGING DIRECTOR/SALES MANAGER2178639
FELKER, WILLIAM ROBERTPRESIDENT & CHIEF OPERATING OFFICER2354456
HALLREPPEN, RICHARD JOSEPHDIRECTOR/CHIEF ADMINISTRATIVE OFFICER2354462
NEAL, JOHN ERICMANAGING DIRECTOR/VICE CHAIRMAN2262668
ROMANI, WILLIAM RENOMANAGING DIRECTOR/CHIEF FINANCIAL OFFICER2458879
SCHABES, DAVID HENRYBOCM CHAIRMAN/CHIEF EXECUTIVE OFFICER2368993
SULLIVAN, MARGARET MARYMANAGING DIRECTOR/CHIEF OPERATIONS OFFICER1940830

Disclosures

Regulatory Event

7

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1981About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Dec 1981About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Dec 1981About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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