Skip Massengill

REALTA INVESTMENT ADVISORS,

Haverford, PA

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CRD#: 1005189

Professional summary

Skip Massengill, who also goes by Skip Jay Massengill, is a registered financial advisor currently at REALTA INVESTMENT ADVISORS, INC located in Haverford, Pennsylvania and REALTA EQUITIES, INC. located in Wilmington, Delaware.

Skip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Skip has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Skip Jay Massengill

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. REALTA INVESTMENT ADVISORS, INC.; WILMINGTON, DE; INVESTMENT ADVISORY SERVICES, INVESTMENT ADVISOR REPRESENTATIVE; WWW.REALTAWEALTH.COM; COMPENSATION IN THE FOR OF FEES; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS. 2. MINORITY OWNER OF RETIREMENT EDUCATIONAL INSTITUTE (REI), OWNED BY REI-CRE, LLC. REI-CRE LLC AND REI ARE NOT INVESTMENT RELATED. 3. PHILADELPHIA ESTATE PLANNING COUNCIL; LOCATED AT P.O. BOX 579 MOORESTOWN, NJ 08057; NATURE OF ENTITY: PHILADELPHIA ESTATE PLANNING COUNCIL ASSOCIATION OF ESQ,CPA, BANKERS, BROKERS THAT ARE INVOLVED IN THE ESTATE AREAS RESPONSIBILITIES IN THIS ROLE: COMMITTEE MEMEBER AT NON BOARD LEVEL RECENTLY HAVE BEEN ELECTED AS CO-CHAIR OF ETHICS COMMITTEE AT NON BOARD LEVEL; 2 HOURS PER MONTH, NOT DURING TRADING HOURS. 4. BOARD MEMBER OF POP WANER FOOTBALL (YOUTH FOOTBALL); NO COMPENSATION; 1 HOUR PER MONTH, NOT DURING TRADING HOURS. 5. BOARD MEMBER OF LIFEQUEST (NURSING HOME); LQ.ORG; NO COMPENSATION; 1 HOUR PER MONTH, NOT DURING TRADING HOURS. 6. enSource, Us LLC 400 Glyn Wynne Rd, Haverford, PA 19041 Nature of Entity: Book. Educational-based on retirement non sales Responsibilities in this role: Writing book Hours Devoted: limited and will be on own hours 7. TracDiem - Philadelphia, PA 19103 - RIA Services/Prospecting, client presentations, fee based/% of assets & flat rate 20+ hours per week during normal business hours 8. SecureUS; start: 12/2024; dba: Focus on FDIC Cash and CD investment management; Founder and CEO; Commissions and/or fees; 50 hours week during normal trading hours. 9. Myota Surriento; Not investment related; start: 8/22025; 400 Glyn Wynne Road Haverford, PA 19041; https://www.myota.io/bucketzero-platform; Cyber solution storage; Referral Fees; 10 hours per month some during normal trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Skip Massengill's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 9, 2017 - Present

REALTA INVESTMENT ADVISORS, INC

RIA

CRD#: 134952

Haverford, PA

Current

June 9, 2017 - Present

REALTA EQUITIES, INC.

Office #1: 1201 N. Orange Street Suite 729, Wilmington, DE 19801

CRD#: 23769

WILMINGTON, DE

Past

May 26, 2009 - April 7, 2017

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

Blue Bell, PA

Past

May 19, 2009 - April 7, 2017

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

Blue Bell, PA

Past

December 19, 2003 - April 6, 2009

TD WEALTH MANAGEMENT SERVICES INC.

RIA

CRD#: 6940

PHILADELPHIA, PA

Past

September 19, 2001 - April 6, 2009

TD WEALTH MANAGEMENT SERVICES INC.

CRD#: 6940

PHILADELPHIA, PA

Past

June 28, 2001 - September 19, 2001

FIRST COLONIAL SECURITIES

CRD#: 25121

BOCA RATON, FL

Past

May 15, 1995 - August 31, 1999

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

July 13, 1993 - April 11, 1995

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

January 1, 1991 - July 13, 1993

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

October 27, 1981 - January 1, 1991

BUTCHER & SINGER INC.

CRD#: 6517

Past

September 30, 1981 - November 6, 1981

FIRST JERSEY SECURITIES, INC.

CRD#: 6621

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REALTA INVESTMENT ADVISORS, INC

CRD#: 134952 / SEC#: 801-68000

RIA

Registered Investment Advisory firm - (6/6/2007 Approved)

New Jersey

Registered Investment Advisory firm - (6/11/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/27/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/26/2021)

Florida
(6/12/2017)

New Jersey
(8/8/2017)

North Carolina
(5/15/2024)

IAR

Pennsylvania
(6/9/2017)

Pennsylvania
(6/12/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/15/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/13/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/19/1981

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

REALTA INVESTMENT ADVISORS, INC

CRD#: 134952 / SEC#: 801-68000

RIA

Registered Investment Advisory firm - (6/6/2007 Approved)

New Jersey

Registered Investment Advisory firm - (6/11/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/27/2007 Terminated)

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Contact information

Main Address

1201 N. Orange Street Suite 729, Wilmington, DE 19801

Mailing Address

Phone number

(888) 657-5200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE 3.21.2025 (3/31/2025)

ADV II 3.21.2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,958
AUM (Assets Under Management)	$ 343,465,487

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Skip Massengill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Skip Massengill's CRS (Customer Relationship Summary).

Certified licenses

Experience

REALTA EQUITIES, INC.

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

TD WEALTH MANAGEMENT SERVICES INC.

TD WEALTH MANAGEMENT SERVICES INC.

FIRST COLONIAL SECURITIES

FIRST UNION CAPITAL MARKETS CORP.

CREDIT SUISSE SECURITIES (USA) LLC

FIRST UNION CAPITAL MARKETS CORP.

BUTCHER & SINGER INC.

FIRST JERSEY SECURITIES, INC.

Primary Firm SEC Registration

REALTA INVESTMENT ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/15/2003

Series 63

Date: 11/13/1981

SIE

Date: 10/1/2018

Series 7

Date: 9/19/1981

FINRA

Current Firm

REALTA INVESTMENT ADVISORS, INC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REALTA INVESTMENT ADVISORS, INC

TRUST BUT VERIFY

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