Leonard M. Tucker
Professional summary
Leonard Myles Tucker was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Leonard is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, Leonard had worked at 5 firms, which includes F.D. ROBERTS SECURITIES INC., GRAYSTONE NASH INC., GREENTREE SECURITIES CORP., BLINDER ROBINSON & CO. INC., SOUTHEAST SECURITIES OF FLORIDA INC..
Question & Answer
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 1985 - October 2, 1989
F.D. ROBERTS SECURITIES, INC.
October 2, 1984 - June 6, 1985
GRAYSTONE NASH, INC.
May 25, 1983 - September 24, 1984
GREENTREE SECURITIES CORP.
November 5, 1982 - May 4, 1983
BLINDER, ROBINSON & CO., INC.
June 21, 1982 - October 26, 1982
SOUTHEAST SECURITIES OF FLORIDA, INC.
August 19, 1981 - July 6, 1982
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
F.D. ROBERTS SECURITIES, INC.
CRD#: 693 / SEC#: , 8-31195
Contact information
Documents
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