Peter F. Mercaldi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Frank Mercaldi JR, who also goes by (jr) Peter Frank Mercaldi, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1982. Peter had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 1985 - November 20, 1989
ALLIED CAPITAL GROUP, INC.
September 11, 1984 - October 26, 1984
GENERAL AMERICAN SECURITIES, INC.
May 8, 1984 - August 7, 1984
WEAVER JOHNSON & COMPANY,INC.
November 11, 1982 - February 1, 1984
GATTINI & CO.
January 11, 1982 - June 9, 1982
OTC NET INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLIED CAPITAL GROUP, INC.
CRD#: 13146 / SEC#: , 8-33338
Contact information
Documents
Red Flags
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