William C. Buckingham

W. C. BUCKINGHAM, CPA

ARROYO GRANDE, CA

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CRD#: 1005083

Professional summary

William Clear Buckingham is a registered financial advisor currently at W. C. BUCKINGHAM, CPA located in Arroyo Grande, California.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. William has worked at 4 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Clear Buckingham's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 18, 2024 - Present

W. C. BUCKINGHAM, CPA

RIA

CRD#: 138186

ARROYO GRANDE, CA

Past

November 3, 1982 - May 29, 1990

WILLIAM C. BUCKINGHAM, INC.

CRD#: 10767

Past

December 21, 1981 - August 10, 1982

WEDBUSH SECURITIES INC.

CRD#: 877

PASADENA, CA

Past

September 17, 1981 - November 30, 1981

NORTHRIDGE SECURITIES, INC.

CRD#: 1394

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/18/2024)

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Exams

State Security Law Exam

Series 63

Date: 11/13/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/15/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 4/19/1983

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/31/1982

General Securities Principal Examination

Current Firm

W. C. BUCKINGHAM, CPA

BUCKINGHAM, WILLIAM CLEAR | W. C. BUCKINGHAM, CPA

CRD#: 138186 / SEC#:

California

Registered Investment Advisory firm - (9/26/1996 Approved)

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Contact information

Main Address

Arroyo Grande, CA

Mailing Address

Phone number

(805) 481-2343

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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William C. Buckingham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Clear Buckingham's CRS (Customer Relationship Summary).

Certified licenses

Experience

W. C. BUCKINGHAM, CPA

WILLIAM C. BUCKINGHAM, INC.

WEDBUSH SECURITIES INC.

NORTHRIDGE SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/13/1985

Series 7

Date: 8/15/1981

Series 4

Date: 4/19/1983

Series 24

Date: 8/31/1982

Current Firm

W. C. BUCKINGHAM, CPA

Contact information

Documents

Red Flags

Company Information

W. C. BUCKINGHAM, CPA

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