Iris G. Brackett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Iris Glazer Brackett, who also goes by Iris Glazer, Iris Glazer Golden, was a registered financial professional .
Iris is a previously registered financial professional and started their career in finance in 1987. Iris had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2009 - December 31, 2018
HIGH DESERT INVESTMENT ADVISORS,LLC
November 12, 2008 - December 31, 2017
THE LEADERS GROUP, INC.
August 2, 2002 - November 24, 2008
UBS FINANCIAL SERVICES INC.
July 19, 2002 - November 24, 2008
UBS FINANCIAL SERVICES INC.
June 5, 1997 - July 26, 2002
PRUDENTIAL EQUITY GROUP, LLC
April 18, 1997 - July 26, 2002
PRUDENTIAL EQUITY GROUP, LLC
March 19, 1996 - July 11, 1996
WAVERLY SECURITIES CORPORATION
November 8, 1993 - May 26, 1994
NORTHERN TRUST SECURITIES, INC.
May 29, 1992 - November 9, 1993
OAK RIDGE INVESTMENTS, INC.
September 24, 1987 - July 13, 1990
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HIGH DESERT INVESTMENT ADVISORS,LLC
CRD#: 127321 / SEC#: 801-114681
Contact information
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 6,785,625 |
Red Flags
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