Albert V. Lacava
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Victor Lacava JR was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 1981. Albert had worked at 6 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2008 - December 31, 2018
ASSURANCE INVESTMENT MANAGEMENT, LLC
September 24, 2004 - August 14, 2008
UBS FINANCIAL SERVICES INC.
September 24, 2004 - August 14, 2008
UBS FINANCIAL SERVICES INC.
April 20, 1998 - September 28, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 18, 1998 - September 28, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 4, 1994 - April 14, 1998
PRUDENTIAL EQUITY GROUP, LLC
November 25, 1991 - February 18, 1994
UBS FINANCIAL SERVICES INC.
May 13, 1985 - February 7, 1989
PRESCOTT, BALL & TURBEN, INC.
September 24, 1981 - May 16, 1985
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ASSURANCE INVESTMENT MANAGEMENT, LLC
CRD#: 148458 / SEC#:
Contact information
Red Flags
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