Brian M. Warner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Marc Warner, who also goes by Brian Mark Warner, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1981. Brian had worked at 7 firms and has passed the Series 65, Series 63, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2018 - June 30, 2018
BRIC, INC.
January 24, 2011 - August 30, 2012
ECHOTRADE LLC
March 26, 2010 - January 3, 2011
DEMATTEO RESEARCH LLC
December 22, 2008 - October 15, 2009
LEDGEMONT CAPITAL MARKETS LLC
February 20, 1990 - January 12, 1994
PRUDENTIAL EQUITY GROUP, LLC
November 19, 1989 - March 29, 1990
OSAIC WEALTH, INC.
July 20, 1983 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
August 20, 1981 - June 7, 1983
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BRIC, INC.
CRD#: 289251 / SEC#:
Contact information
Red Flags
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