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JJ

John Joseph Judge Jr

CRD# 1004766·Registered 1981 - 1986
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Joseph Judge JR was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1981 - 1986. John had worked at 8 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

F.D. ROBERTS SECURITIES, INC.·CRD# 693
BD
December 13, 1985 - April 21, 1986
WEAVER JOHNSON & COMPANY,INC.·CRD# 14442
BD
October 4, 1985 - December 24, 1985
VANDERBILT SECURITIES, INC.·CRD# 14280
BD
March 14, 1985 - October 21, 1985
EQUITABLE SECURITIES OF NEW YORK,INC.·CRD# 14583
BD
November 23, 1984 - April 30, 1985
WALTER CAPITAL CORPORATION·CRD# 13455
BD
March 26, 1984 - December 10, 1984
MONVEST SECURITIES, INC.·CRD# 14013
BD
January 30, 1984 - February 29, 1984
SOUTHEAST SECURITIES OF FLORIDA, INC.·CRD# 5359
BD
November 15, 1981 - February 1, 1984
J. W. WELLER & CO., INC.·CRD# 6106
BD
October 23, 1981 - November 5, 1981

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Current Firm

FR
F.D. ROBERTS SECURITIES, INC.

F.D. ROBERTS SECURITIES, INC. | R. J. OZOL & CO.

CRD#: 693 / SEC#: 8-31195
BD
Cancelled by SEC on 04/01/1994

Contact Information

Established

New Jersey since 12/07/1983

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1982About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1981About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JJ
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