John J. Judge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Judge JR was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1981. John had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 1985 - April 21, 1986
F.D. ROBERTS SECURITIES, INC.
October 4, 1985 - December 24, 1985
WEAVER JOHNSON & COMPANY,INC.
March 14, 1985 - October 21, 1985
VANDERBILT SECURITIES, INC.
November 23, 1984 - April 30, 1985
EQUITABLE SECURITIES OF NEW YORK,INC.
March 26, 1984 - December 10, 1984
WALTER CAPITAL CORPORATION
January 30, 1984 - February 29, 1984
MONVEST SECURITIES, INC.
November 15, 1981 - February 1, 1984
SOUTHEAST SECURITIES OF FLORIDA, INC.
October 23, 1981 - November 5, 1981
J. W. WELLER & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
F.D. ROBERTS SECURITIES, INC.
CRD#: 693 / SEC#: , 8-31195
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
