Charles P. Barry

BERKELEY CAPITAL PARTNERS

Milton, GA 30004

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CRD#: 1004760

Professional summary

Charles Patrick Barry JR., who also goes by Charles Patrick Barry Jr, Charlie Patrick Barry, is a registered financial advisor currently at BERKELEY CAPITAL PARTNERS, LLC located in Milton, Georgia.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Charles has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 5 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles Patrick Barry Jr | Charlie Patrick Barry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)BERKELEY CAPITAL PARTNERS,LLC;INVESTMENT RELATED;3500 PARKWAY LANE,SUITE 430,NORCROSS,GA 30092;RIA;FINANCIAL ADVISOR;8/2015;40 HRS/MONTH;6.5 HRS DURING TRADING;FINANCIAL ADVICE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Patrick Barry JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 20, 2015 - Present

BERKELEY CAPITAL PARTNERS, LLC

Office #1: 3000 Heritage Walk Suite 301, Milton, GA 30004

RIA

CRD#: 281082

Milton, GA

Past

August 21, 2015 - May 31, 2016

TRIAD ADVISORS LLC

CRD#: 25803

Norcross, GA

Past

September 1, 2009 - August 25, 2015

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

NORCROSS, GA

Past

August 28, 2009 - August 25, 2015

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

NORCROSS, GA

Past

September 26, 2005 - September 23, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

ALPHARETTA, GA

Past

September 22, 2005 - September 23, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

ALPHARETTA, GA

Past

January 14, 2005 - September 26, 2005

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

ATLANTA, GA

Past

June 18, 2004 - September 26, 2005

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

July 18, 2003 - June 7, 2004

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

January 22, 2003 - July 9, 2003

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

ATLANTA, GA

Past

October 16, 1995 - July 9, 2003

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

March 27, 1984 - June 27, 1984

LEHMAN BROTHERS KUHN LOEB INCORPORATED

CRD#: 7555

Past

March 13, 1984 - October 26, 1995

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

April 1, 1982 - March 12, 1984

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

March 1, 1982 - May 10, 1982

INDIVIDUAL'S SECURITIES LTD.

CRD#: 7279

Past

March 1, 1982 - May 25, 1984

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BERKELEY CAPITAL PARTNERS, LLC

ACCESS PRIVATE CAPITAL | BERKELEY CAPITAL PARTNERS, LLC

CRD#: 281082 / SEC#: 801-106521

RIA

Registered Investment Advisory firm - (8/12/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(8/20/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/18/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/28/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 5

Date: 3/30/1982

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 2/20/1982

General Securities Representative Examination

Current Firm

BERKELEY CAPITAL PARTNERS, LLC

ACCESS PRIVATE CAPITAL | BERKELEY CAPITAL PARTNERS, LLC

CRD#: 281082 / SEC#: 801-106521

RIA

Registered Investment Advisory firm - (8/12/2015 Approved)

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Contact information

Main Address

3000 Heritage Walk Suite 301, Milton, GA 30004

Mailing Address

Phone number

(678) 690-8700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BERKELEY CAPITAL PARTNERS DISCLOSURE BROCHURE (3/28/2025)

BERKELEY CAPITAL PARTNERS WRAP BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2,298
AUM (Assets Under Management)	$ 999,117,565

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Charles P. Barry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Patrick Barry JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

TRIAD ADVISORS LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

BNY MELLON SECURITIES CORPORATION

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

LEHMAN BROTHERS KUHN LOEB INCORPORATED

LEHMAN BROTHERS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

INDIVIDUAL'S SECURITIES LTD.

METROPOLITAN LIFE INSURANCE COMPANY

Primary Firm SEC Registration

BERKELEY CAPITAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/18/1991

Series 63

Date: 12/28/1982

SIE

Date: 5/31/2016

Series 5

Date: 3/30/1982

Series 7

Date: 2/20/1982

Current Firm

BERKELEY CAPITAL PARTNERS, LLC

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BERKELEY CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

Contact information

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