Michael D. Brown

NWF ADVISORY SERVICES

Murrieta, CA 92562

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CRD#: 1004752

Professional summary

Michael David Brown, CFP® is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Murrieta, California and OSAIC WEALTH, INC. located in Murrieta, California.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Michael has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael David Brown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1991

Experience

Current

May 18, 2025 - Present

NWF ADVISORY SERVICES INC

Office #1: 41856 Ivy St, Suite 113, Murrieta, CA 92562

RIA

CRD#: 110410

Murrieta, CA

Current

November 1, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 41856 Ivy St Suite 113, Murrieta, CA 92562

RIA

CRD#: 23131

Murrieta, CA

Past

November 1, 2023 - July 3, 2025

THE AMERIFLEX GROUP

RIA

CRD#: 305585

Murrieta, CA

Past

May 17, 2006 - November 9, 2023

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

MURRIETA, CA

Past

November 1, 2005 - November 9, 2023

PRINCIPAL SECURITIES, INC.

CRD#: 1137

MURRIETA, CA

Past

July 8, 2003 - November 9, 2005

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

TEMECULA, CA

Past

August 13, 2002 - November 9, 2005

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

February 26, 1988 - August 29, 2002

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

February 9, 1987 - January 30, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

June 29, 1983 - February 18, 1987

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Past

September 12, 1981 - October 20, 1981

LEHMAN BROTHERS INC.

CRD#: 7506

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NWF ADVISORY SERVICES INC

AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA

Registered Investment Advisory firm - (6/30/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/1/2023)

Arkansas
(11/1/2023)

California
(11/1/2023)

IAR

California
(5/18/2025)

Colorado
(11/1/2023)

Delaware
(7/25/2024)

District of Columbia
(11/1/2023)

Florida
(11/1/2023)

Hawaii
(11/2/2023)

Idaho
(11/1/2023)

Illinois
(11/1/2023)

Indiana
(11/1/2023)

Kansas
(11/1/2023)

Kentucky
(11/1/2023)

Louisiana
(11/1/2023)

Maine
(7/21/2025)

Maryland
(11/1/2023)

Michigan
(11/1/2023)

Minnesota
(11/13/2023)

Missouri
(11/1/2023)

Nebraska
(11/1/2023)

Nevada
(11/1/2023)

New Jersey
(11/1/2023)

New York
(11/1/2023)

North Carolina
(11/6/2023)

Ohio
(11/1/2023)

Oregon
(11/1/2023)

South Carolina
(6/20/2024)

Texas
(11/1/2023)

Utah
(11/1/2023)

Virginia
(11/1/2023)

Washington
(11/1/2023)

Wyoming
(11/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/10/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/15/1981

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NWF ADVISORY SERVICES INC

AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA

Registered Investment Advisory firm - (6/30/1998 Approved)

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Contact information

Main Address

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064

Mailing Address

Phone number

(310) 475-5854

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NWF ADV PART 2 A 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	11,979
AUM (Assets Under Management)	$ 3,824,876,751

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael D. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael David Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

THE AMERIFLEX GROUP

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

PRINCIPAL SECURITIES, INC.

E. F. HUTTON & COMPANY INC

PRINCIPAL SECURITIES, INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

NWF ADVISORY SERVICES INC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/10/2001

SIE

Date: 10/1/2018

Series 7

Date: 8/15/1981

FINRA

Current Firm

NWF ADVISORY SERVICES INC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NWF ADVISORY SERVICES INC

TRUST BUT VERIFY

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