David M. Williams

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CRD#: 1004703

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Mason Williams was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1999. David had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 4, 2019 - October 18, 2021

MAS ADVISORS LLC

RIA

CRD#: 165906

Cordova, TN

Past

July 31, 2012 - October 18, 2019

LPL FINANCIAL LLC

CRD#: 6413

CORDOVA, TN

Past

January 21, 2009 - September 30, 2019

ADVANTAGE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 146236

CORDOVA, TN

Past

November 21, 2005 - December 31, 2008

WEALTH STRATEGIES ADVISORY GROUP, INC.

RIA

CRD#: 119334

CORDOVA, TN

Past

June 18, 2004 - July 31, 2012

NATIONAL PLANNING CORPORATION

CRD#: 29604

CORDOVA, TN

Past

July 21, 1999 - August 11, 2003

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAS ADVISORS LLC

MAS ADVISORS LLC | WEALTH STRATEGIES GROUP

CRD#: 165906 / SEC#: 801-77354

RIA

Registered Investment Advisory firm - (2/21/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/29/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/20/1999

General Securities Representative Examination

Current Firm

MAS ADVISORS LLC

MAS ADVISORS LLC | WEALTH STRATEGIES GROUP

CRD#: 165906 / SEC#: 801-77354

RIA

Registered Investment Advisory firm - (2/21/2013 Approved)

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Contact information

Main Address

2121 Ponce De Leon Blvd Suite 1160, Coral Gables, FL 33134

Mailing Address

Phone number

(786) 364-3101

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAS ADVISORS 2022 FIRM BROCHURE - ADV PART 2A (7/21/2025)

Regulatory assets under management

Total Number of Accounts	122
AUM (Assets Under Management)	$ 1,497,268,874

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2025	Cover Page	Report
10/27/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David M. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

ADVANTAGE INVESTMENT MANAGEMENT, LLC

WEALTH STRATEGIES ADVISORY GROUP, INC.

NATIONAL PLANNING CORPORATION

MORGAN KEEGAN & COMPANY, LLC

Primary Firm SEC Registration

MAS ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/29/1999

SIE

Date: 10/1/2018

Series 7

Date: 7/20/1999

Current Firm

MAS ADVISORS LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MAS ADVISORS LLC

TRUST BUT VERIFY

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