Mark G. Verbiest
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Gerard Verbiest, who also goes by Mark Gerald Verbiest, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1981. Mark had worked at 17 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 26, 2001 - June 7, 2013
NATALLIANCE SECURITIES, LLC
January 6, 2000 - November 26, 2001
INTERFIRST CAPITAL CORPORATION
May 26, 1998 - December 21, 1999
LINTZ GLOVER WHITE & COMPANY, INC.
January 21, 1997 - March 2, 1998
FINANCIAL WEST GROUP
June 7, 1996 - September 12, 1996
SUNCOAST CAPITAL GROUP, LTD.
April 2, 1996 - June 14, 1996
CIC CAPITAL
August 11, 1992 - September 21, 1995
COUNTRYWIDE SECURITIES CORPORATION
October 11, 1991 - May 22, 1992
KENNEDY, CABOT & CO.
August 21, 1990 - September 24, 1990
BARRE & COMPANY, INCORPORATED
June 1, 1988 - June 26, 1990
A. G. EDWARDS & SONS, INC.
March 4, 1988 - June 1, 1988
LIFE SECURITIES CORPORATION
July 25, 1986 - January 30, 1988
HALLIBURTON & ASSOCIATES, INC.
April 26, 1986 - May 9, 1986
PATRICK BLOUNT & ASSOCIATES, INC.
November 8, 1985 - March 24, 1986
BRYAN, WORLEY & CO., INC.
April 6, 1984 - October 31, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 25, 1983 - March 28, 1984
UBS FINANCIAL SERVICES INC.
October 26, 1981 - January 15, 1982
CITISTREET EQUITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATALLIANCE SECURITIES, LLC
CRD#: 39455 / SEC#: , 8-48723
Contact information
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATALLIANCE HOLDING COMPANY LLC | OWNER | |
| ADAMS, JASON | BOARD MEMBER | 2690575 |
| BRENNER, ANDREW SCOTT | BOARD MEMBER | 1227535 |
| BUSH, FRED COSTON | CFO/COO | 3075024 |
| CARREON, MICHELLE ELLIS | CCO | 4861485 |
| GIORDANO, MICHAEL JAMES | BOARD MEMBER | 5942248 |
| HENDRICKSON, GEORGE ALEXANDER BROWN | BOARD MEMBER | 2382347 |
| LIEPMAN, JOHN FRANCIS | BOARD MEMBER | 2037298 |
| LOERCH, SAMUEL JAMES | BOARD MEMBER | 1195328 |
| SALTER, MARK MYLES | BOARD MEMBER/CEO/PRESIDENT | 1180139 |
| TAYLOR, BRADFORD STEPHEN | BOARD MEMBER | 5751455 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
